Compliance & Licensing Compliance Requirements Every Business Must Follow.

On 15 January 2016, the Money Authority of Singapore (MAS) updated its “Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies” and “FAQs on the Licensing and Registration of Fund Management Companies”. These Regulations are the Securities and Futures (Licensing and Conduct of Business) (Amendment No. An entity or trust is considered to be related to the FMC if it is (i) a subsidiary of the FMC; (ii) a holding company of the FMC; or (iii) a subsidiary of the holding company or holding entity of the FMC.

Some states require business licenses at the state level, but oftentimes business licensing is done at the city or local level. [1] MAS has clarified that this would refer to entities or trusts that are related to the FMC, which are in the business of fund management. Knowledge Highlights 10 January 2020. A licensee shall maintain adequate security for the protection of its customers’ funds and for the safety of its customers and employees. Relocations and Closings. The Rulesapply to alllicensees and apply in respect of Pension SchemesandGratuity Schemesunless specifically agreed The Division of Professional Licensure, an agency within the Office of Consumer Affairs and Business Regulation, protects consumers by working to ensure the professionals that they hire comply with state licensing laws and regulations. The one-stop portal will simplify the application and payment of licence-related fees and allow businesses to apply for multiple licences simultaneously. 1.1.3. Business Startup Tool, Business Registration, State Licensing Center, and Commercial Recording Division Forms 1.1.2. Proposed Guidelines on Individual Accountability and Conduct (“IAC Guidelines”) on 26 April 2018, the MAS has issued its response to the industry on 6 June 2019 together with a further consultation paper (“CP”) to extend the scope of the IAC Guidelines to apply to all financial institutions it regulates other than those explicitly exempted

Facebook Twitter LinkedIn Messenger In order to legally operate, businesses must comply with certain requirements regarding the company’s transactions, labor practices and safety procedures. This page has the information you need to fulfill your business tax obligations to the Commonwealth. A state business license is a document that offers proof that a business is legally allowed to operate in that state.


Licensing Services The Bureau of Professional and Occupational Affairs now offers prospective licensees the opportunity to apply for initial licensure; current licensees the opportunity to renew their license; and licensees, employers and the general public the opportunity to conduct searches of licensed professionals via our secure PALS website.

There are two notable updates:


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